Compliance Manager
- Posted 15 May 2023
- Salary Negotiable
- LocationLondon
- Job type Permanent
- DisciplineCompliance & Financial Crime
- Reference85412
- Contact NameTerry Wetters
Job description
My client has a fantastic opportunity for a COMPLIANCE MANAGER, reporting directly to the Chief Compliance Officer (CCO), to support in developing and implementing the compliance agenda.
The Compliance Manager will join a team of 7, playing a fundamental role in supporting the business in understanding regulatory requirements through advice, guidance and training.
Key Requirements:
Lead regulatory horizon scanning activity, including accurate and risk-based analysis of the impact on the business;
Drive regulatory change projects in conjunction with business and risk colleagues, to deliver pragmatic implementation; this includes delivery of effective progress reporting;
Lead the approach to Consumer Duty, providing constructive challenge to colleagues;
Co-ordinate activity on the compliance annual plan, seeking approvals where necessary and escalating any matters of concern as appropriate;
Embed a strong compliance culture across the organisation, through clear communications and pro-active interactions with colleagues, and any relevant service providers;
Knowledge & Experience Required:
Extensive generalist banking compliance experience, as related to most, or all of the key relevant business/regulation topics pertinent to the business;
Evidence of ongoing professional development, including relevant qualifications;
Sound knowledge of best practice compliance and risk management frameworks, policies and methodologies;
Demonstrable experience of rule-mapping and compliance risk assessment activity;
Good knowledge of FCA rules relating to the firm's business, and where relevant, knowledge of PRA rules (SMCR and Depositor Protection in particular);
Strong experience of policy/procedure-writing;
Previous experience of working in a challenger or start-up environment is preferable;
Good experience in developing and delivering clear, succinct MI and reporting in a manner that maximizes the use of technology.
