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Compliance Monitoring Officer
- Posted 17 October 2023
- Salary Up to £60000 per annum
- LocationLondon
- Job type Permanent
- Discipline Compliance
- Reference94626
- Contact NameToby Jupp
Job description
This role reports directly into the Head of Compliance, at one of the sector-leading investment management firms in London.
The Role
- Demonstrate key understanding of FCA regulations
- End-to-end implement monitoring reviews, communicating effectively across the business to ensure compliance with all regulations
- Determine the Compliance Annual Plan alongside the Compliance Manager
- Work effectively with systems
This is a hybrid position based in Central London. For more details please apply!