Compliance Monitoring Officer

Posted 17 October 2023
Salary Up to £60000 per annum
Job type Permanent
Discipline Compliance & Financial Crime
Contact NameToby Jupp

Job description

This role reports directly into the Head of Compliance, at one of the sector-leading investment management firms in London.

The Role

  • Demonstrate key understanding of FCA regulations
  • End-to-end implement monitoring reviews, communicating effectively across the business to ensure compliance with all regulations
  • Determine the Compliance Annual Plan alongside the Compliance Manager
  • Work effectively with systems

This is a hybrid position based in Central London. For more details please apply!