My client has an exciting opportunity for a DIRECTOR OF COMPLIANCE to take responsibility for developing and embedding the risk management framework, whilst overseeing a team of approximately 10FTE focusing on AML and compliance.
The position reports into the General Counsel / Company Secretary.
Responsibilities Include:
devise and deliver a Compliance roadmap that is in line with Company strategy
own Compliance policies, controls, procedures and risk assessments
develop and report on risk appetite statements and key risk indicators
be a guide and specialist for stakeholders internally to support compliance
audit internal policies, controls and processes to ensure effectiveness
horizon scanning
advise on and help manage any serious compliance issues that arise
promote regulatory awareness and knowledge across the organisation
lead the Compliance team, which includes operational compliance analysts which support key business processes, to deliver a smooth service and an engaged and motivated team
Experience Required:
Experience in a similar Head / Director of Compliance role in a similar firm
Experience in the property sector (mortgages, conveyancing, estate agency)
Knowledge of Anti-Money Laundering regulation and standards
Technical knowledge and expertise covering development and embedding of enterprise risk management frameworks
Experience leading and motivating a team
Desired Skills:
Excellent interpersonal skills
Ability to drive change
Strong sense of ethics
Ability to influence stakeholders across all levels of the business
