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Head of Compliance

Posted 29 September 2024
Salary Negotiable
LocationBuckinghamshire
Job type Permanent
Discipline Compliance
Reference109406
Contact NameMatt Carter

Job description

An exciting Head of Compliance opportunity with a prestigious company!

This a this newly created role reporting into the SMF16, If you are an experienced Compliance Leader with operational and strategic experience, commercially minded with a pragmatic approach - this could be for you.

You will be responsible for managing the Compliance function and develop opportunities and requirements as a result of regulatory change, as well as in assurance operations to ensure a robust annual compliance monitoring plan that oversees the effective regulatory and compliance performance.

Responsibilities:-

  • Provide day-to-day leadership and direction of the Compliance function
  • Lead, develop, and direct the firm's compliance strategy to manage compliance and regulatory risks
  • Act as a compliance subject matter expert and support the business to manage regulatory risk associated with both current and proposed business activities
  • Develop, maintain, and advise on a framework of Compliance policies, procedures, and controls for assessing and monitoring compliance risk
  • Oversee and direct the development and deployment of a robust compliance monitoring plan to ensure ongoing compliance reviews of core business activities and functions

Experience:-

  • A compliance professional with experience and knowledge of both developing and implementing effective compliance strategy, oversight, and advisory approaches
  • Experience of managing and influencing stakeholders at all levels including Executive board level
  • A confident communicator with proven ability to analyse operations and identify significant risks,
  • Awareness of the role of the FCA / PRA and their current and future sector priorities
  • Held a Head of Compliance role within the Banking or Consumer Credit sector