Portfolio Monitoring Compliance Officer

Posted 13 March 2024
Salary Negotiable
Job type Permanent
Discipline Compliance
Contact NameTeni Ade-Ojo

Job description

Broadgate is partnered with a leading Swiss-based investment management firm with a global presence. They offer a comprehensive range of investment solutions to institutional investors, financial intermediaries, and private clients worldwide.

Our client is seeking to hire a Portfolio Monitoring Compliance Officer


  • Reviewing and approving pre-trade requests to ensure compliance with regulatory requirements.
  • Engaging with portfolio management, trading, and operations teams to facilitate efficient execution of compliance-related tasks.
  • Contributing to various legal and compliance projects to support the firm's ongoing regulatory and risk management efforts.


  • Master's degree in business, finance, accounting, or economics.
  • At least 3 years of trading and asset management experience, with demonstrated proficiency in compliance monitoring systems such as Charles River Investment Management System, focusing on pre or post-trade controls.

Please send your CV