Back to jobs
Responsible du Controle (RC) - Compliance Officer
- Posted 18 September 2024
- Salary Negotiable
- LocationLuxembourg
- Job type Permanent
- Discipline Compliance
- Reference0038
- Contact NameScarlett Worthington
Job description
Responsible du Controle (RC) - Compliance Officer
Broadgate is partnered with an Independent Fund Administration business in Luxembourg looking to bring in a RC for their compliance function. Reporting to the Head of Luxembourg, you will be charge of the control and oversight of compliance with the AML/CFT professional obligations, mentoring the AML Team and assisting the business in meeting any compliance function reporting obligations and duties.
Roles & Responsibilities
Compliance Officer
- Execution of compliance monitoring programme
- Maintenance of regulatory watch
- Contribute to and oversee the remediation of identified compliance risk areas / deficiencies
- Act as a key point of contact with the CSSF
Responsible du Control
- Monitor and assess the Company's compliance with its obligations re. AML/CFT/CPF and the appropriateness of the Company's infrastructure, organisation, policies, procedures and processes re. AML/CFT/CPF
- Review high risk AML/CFT/CPF workflows, PEP associations, blocked accounts
- Implement and ensure the realization of the AML/CTF training and awareness-raising program
- Report to the RR and the board on the monitoring of the Company's performance regarding AML/CFT/CPF
Essential Skills & Experience
- Must hold an ACAMS qualification or must have been previously approved by the CSSF
- In-depth knowledge of AML/CFT Luxembourg regulations