Compliance Manager - Asset Management

Posted 20 June 2024
Salary €70000 - €75000.00 per annum
Job type Permanent
Discipline Compliance
Contact NameLuana Chagas

Job description

Compliance Manager

Asset Management

Dublin - Hybrid


Broadgate has partnered up with a growing asset management firm looking to add a Compliance Manager to their team.

What's on offer?

  • Salary of up to 75K
  • Health +Dental Insurance
  • Educational Support
  • Pension


  • Developing and executing the Annual Compliance Plan and the company's Policies and Procedures.
  • Horizon scanning of relevant regulations (MAR, Conflicts of Interest, GDPR, AML, Fitness and Probity Standards, etc.) and providing training to wider business when appropriate.
  • Stakeholder management.
  • Managing, reporting and updating the Board, CBI, senior management and other internal and external stakeholders.
  • Developing and implementing new processes and controls related to upcoming regulations.


  • Experience: 5+ years of experience in Compliance within Asset Management.
  • Educational: Accounting, Business or Legal degree and LCOI qualified.
  • Knowledge: UCITS Regulations, Financial products & markets markets, ESG, MiFID, AIFMD, etc.