Risk & Assurance Officer

Posted 13 June 2024
Salary €70000 - €80000 per annum
Job type Permanent
Discipline Risk
Contact NameLuana Chagas

Job description

Risk & Assurance Officer

Wealth Management



Broadgate partnered up with a Financial Services firm looking for a Risk & Assurance Officer to join their Wealth Management division.

A comprehensive package is on offer with a basic salary of up to 80K.


  • Utilise understanding of processes to assess whether operations, services, and systems have appropriate policies, controls, and guidance in place (i.e., design of the control environment).
  • Conduct risk assessments to identify potential risks associated with business/advice activities, processes, and systems.
  • Provide oversight of the first-line controls.
  • Perform internal controls quality assurance (QA) reviews to drive greater quality controls design, execution, and greater efficiency.
  • Prepare regular risk reports for senior management, Board, Committees, and other relevant stakeholders.

About you:

  • 4+ years of experience in an Internal Audit, Regulatory/Operational Risk, or Compliance role within a Wealth Management firm or consultancy working with Wealth Management clients.
  • Extensive knowledge of FS Regulations and assurance processes/controls.
  • A formal qualification in Compliance/Risk/Internal Audit would be desirable.
  • Experience conducting reviews on controls/departments is highly desirable.