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Compliance jobs

Found 13 jobs
    • Bath
    • Negotiable
    • Posted 8 days ago

    About the Role The Compliance Advisory Manager is responsible for ensuring that the business Group complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well ...

    • London
    • £50000 - £55000 per annum
    • Posted 8 days ago

    Broadgate are working with a global Fund and Corporate services firm looking to expand their Private Client / Family Office department. The client is looking for an Escrow and Corporate Trust Manager to take ownership of a portfolio of escrow clients and other trust appointments. The role is payi...

    • Switzerland
    • Negotiable
    • Posted 15 days ago

    Broadgate is partnered with a leading Swiss-based investment management firm with a global presence. They offer a comprehensive range of investment solutions to institutional investors, financial intermediaries, and private clients worldwide. Our client is seeking to hire a Portfolio Monitoring C...

    • Dublin
    • €75000.00 - €90000.00 per annum
    • Posted 20 days ago

    Compliance Manager - 12 Month FTC Investment Management Dublin - Hybrid 75-90k Great opportunity to join a large, global business. You will work closely with the Head of Compliance and MLRO. You will perform a variety of tasks across the business enabling you to gain a broad knowledge and underst...

    • Dublin
    • €70000.00 - €80000.00 per annum
    • Posted 20 days ago

    Senior Compliance Officer Investment Management Dublin - 4 days in office per week 70-80k This is a great chance to join a business where you will be able to make a real impact. You will work within a small team in Dublin where you will have great access to the senior leaders of the business. You...

    • Jersey
    • £70000 - £80000 per annum
    • Posted about 1 month ago

    Senior Manager, Regulatory Compliance Jersey Salary £80k This role is to directly support the Head of Compliance in all matters that relate to the Policies and Procedures of the company, particularly those included in the Compliance Monitoring Programme. You will also act as a Line Manager within...

    • Dublin
    • €55000.00 - €65000.00 per annum
    • Posted about 1 month ago

    Risk & Compliance Assistant Manager Consulting Dublin - Hybrid working 55-65k Great opportunity for someone who is looking to elevate their career to the next level! You will have great opportunities to work with a broad client base across financial services, allowing you the chance to widen your...

    • Birmingham
    • £100000 - £120000.00 per annum
    • Posted about 1 month ago

    Role: Head of Compliance & MLRO (SMF16 and SMF17) Location: Birmingham (Hybrid) Salary: £100,000 - £120,000 The Role An exciting opportunity has come within a Midlands based Banking client is currently seeking an experienced Head of Compliance & MLRO to take responsibility for the SMF16 and SMF17...

    • Switzerland
    • Negotiable
    • Posted about 1 month ago

    Broadgate Search is proud to partner with a privately-owned global multi-alternatives firm, specializing in asset management to hire an Investment Onboarding Specialist. Responsibilities: Collaborating with Onboarding teams and Administrators to ensure timely and client-oriented onboarding of inv...

    • Southampton
    • £50000 - £60000 per annum
    • Posted about 2 months ago

    Assistant Manager, Risk Assurance & Compliance Southampton (Hybrid) Salary: £50-60k In a role that intersects across Compliance, Risk and Financial Crime, this is an opportunity for tremendous exposure amongst the most Senior individuals (Director of Compliance, MLRO) in the implementation of Ris...

    • London
    • £90000 - £100000.00 per annum
    • Posted about 2 months ago

    Head of Compliance - SMF16/17 - £90,000-£100,000 This is an amazing opportunity to be part of a new mortgage lender who are launching, and going through significant growth in 2024, Having recently achieved their licence, they are now looking forn experience compliance caniddate to take them on th...

    • London
    • £55000 - £65000 per annum
    • Posted 3 months ago

    Compliance Monitoring Manager Embark on a career journey with a fast-growing, award-winning investment company. As a Compliance Monitoring Manager, you'll be part of a dynamic team shaping the future of finance. With a focus on compliance, investments, and CASS expertise, your impact will be sign...

    • London
    • Negotiable
    • Posted 3 months ago

    Are you a seasoned compliance professional with an investment background seeking a new challenge? Role Highlights: Pivotal Compliance Manager role at an emerging London investment firm Safeguard customers, drive business success, and ensure compliance, especially with MiFID and CASS regulations C...

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