Compliance jobs
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- Buckinghamshire
- Negotiable
- Posted 5 days ago
An exciting Head of Compliance opportunity with a prestigious company! This a this newly created role reporting into the SMF16, If you are an experienced Compliance Leader with operational and strategic experience, commercially minded with a pragmatic approach - this could be for you. You will be...
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- Leeds
- £65000.00 - £75000.00 per annum
- Posted 19 days ago
A well-established Wealth & Investment Manager are looking to hire an experienced Training & Competence Manager. Role Overview Managing a small team Regular assessment of Investment Managers to ensure they maintain competence in all key areas Supervising new and existing Investment Managers Exper...
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- Bristol
- £60000.00 - £80000.00 per annum
- Posted about 2 months ago
As Senior Regulatory Compliance Advice Manager you are responsible for leading the Regulatory Advice team in providing clear, pragmatic, and timely advice in terms of its day-to-day activities and for any change initiatives. In addition, you are responsible for analysing regulatory change and sup...
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- London
- Negotiable
- Posted 1 day ago
Broadgate are proud to be partnered with a European consumer tech unicorn boasting $200M ARR and sustained 40% topline growth. They are now seeking an International Tax and Treasury Director to join a dynamic and growing finance function to manage the group's international tax and treasury matter...
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- Luxembourg
- Negotiable
- Posted 16 days ago
Responsible du Controle (RC) - Compliance Officer Broadgate is partnered with an Independent Fund Administration business in Luxembourg looking to bring in a RC for their compliance function. Reporting to the Head of Luxembourg, you will be charge of the control and oversight of compliance with t...
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- London
- Negotiable
- Posted 17 days ago
An exciting opportunity to move into a newly created role, reporting directly into the Head of Compliance. As the Senior Compliance Manager within the second line of defence (2LOD) risk and compliance function you will have the chance to shape the risk and compliance approach within company. This...
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- London
- £70000 - £80000 per annum + Excellent Benefits Package
- Posted 17 days ago
Job Title: Senior Compliance Manager The role involves providing expert regulatory compliance advice to the business operations. Working for a leading insurance company you will support compliance leadership, execute the compliance plan, lead on projects, drive compliance culture, offering leader...
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- Reading
- Negotiable
- Posted 24 days ago
Regulatory Consultant Reading Area (field-based) Salary £50k This role requires someone to actively deliver support in regulatory compliance services, to produce positive outcomes for customers. Core Responsibilities Sustain technical knowledge of regulations Carry out an effective Compliance Sup...
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- Sheffield
- £50000 - £60000 per annum
- Posted 24 days ago
Compliance Manager/Senior Compliance Manager Salary £55-60k Sheffield Area (Hybrid - 2/3 days a week wfh) This is a family-owned business with a strong reputation in the mortgages sector, seeking out an experienced Compliance professional to take on a challenging and integral position in the Risk...
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- Bristol
- Up to £66000 per annum + Competative benefits package
- Posted 29 days ago
Job Title: Corporate Compliance Assurance Function: Legal, part of the Governance and Legal Affairs Directorate, supporting business development and management. Job Purpose: Support the Legal and Compliance functions in delivering a proactive and commercially relevant compliance program across bu...
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- Zurich
- Negotiable
- Posted about 1 month ago
Broadgate are exclusively partnered with a highly regarded, innovative bank based in Zurich in the search for a Senior Compliance Officer. The ideal candidate will have experience in a compliance or risk management focused role within the Swiss financial services sector. A rare opportunity to joi...
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- Dublin
- €55000 - €80000 per annum
- Posted about 1 month ago
Compliance Specialist Fund Admin Hybrid WFH 65-80k This is a great opportunity for someone who is looking to take on some additional responsibility and grow in their career. Working as part of a small local compliance team, you will work very closely with the Head of Compliance across a wide rang...
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- Kent
- £50000 - £60000 per annum
- Posted about 2 months ago
Compliance Manager Kent (Hybrid) - £50-60k This is a Compliance Policy role as part of a team giving critical advice to the company regarding regulatory changes and requirements. This is a fresh position with a well-known lender in the Mortgages space, with a particular focus on SMCR. Highlights ...