• Brighton
• Negotiable
• Posted 3 days ago

Join The Team: Compliance Monitoring Assistant Location: Brighton (Hybrid - 2 days in the office) About the Role: Become a key player in the Risk & Governance team, focusing on Compliance Monitoring activities. Your role is vital in ensuring smooth operations and effective oversight. Key Responsi...

• Bath
• Negotiable
• Posted 4 days ago

Compliance Advisory Manager Opportunity! About the Role: Join the company as a Compliance Advisory Manager, ensuring adherence to laws, regulations, and internal policies. You'll guide business units, mitigate compliance risks, and drive a robust compliance culture. Responsibilities include regul...

• Dublin
• €60000 - €65000 per annum
• Posted 4 days ago

Compliance Officer Life Insurance Dublin - Hybrid WFH - 3 days in the office 60-65k Do you want to work in an international organisation? Do you want in an ambitious and growing company? Do you want a role where you can continue to grow and expand your knowledge? If so, this could be the right fi...

• New York
• £230000 - £300000.00 per annum
• Posted 6 days ago

A crypto payments firm is seeking a Head of Sales Compliance to join the team during a period of growth. What you'll work on: Owning the end-to-end global KYC strategy, including risk-based analysis and management of our service lines, customer segments, and funds flows. Owning the design, implem...

• New York
• £200000 - £260000.00 per annum
• Posted 6 days ago

An exciting Fintech crypto firm is seeking a transaction and customer monitoring expert to join our Financial Crimes Compliance team. Reporting to the Global Head of Financial Crimes Compliance, the Senior Director, Financial Crimes Monitoring, will own the end-to-end customer monitoring lifecycl...

• New York
• Negotiable
• Posted 7 days ago

Job Overview: We are seeking an experienced and detail-oriented Compliance Manager to join our dynamic team as the primary point of contact for compliance oversight related to marketing materials within our investment management firm. The successful candidate will play a crucial role in ensuring ...

• Bath
• Negotiable
• Posted 7 days ago

Compliance Monitoring Associate Role Overview: As a Compliance Monitoring Associate, you will play a crucial role in ensuring the company's adherence to laws, regulations, and internal policies. Collaborating closely with the compliance team, your responsibilities include conducting monitoring re...

• Brighton
• Competitive benefits
• Posted 8 days ago

Compliance Assistant Advisory Manager: Location: Brighton, hybrid and flexible working patterns. Competitive benefits and salary package inclusive. Join a leading organisation as a Compliance Assistant Advisory Manager in their vibrant Brighton office. Reporting to the Senior Compliance Manager, ...

• London
• Negotiable
• Posted 9 days ago

Responsibilities The purpose of this role is to deliver the operation of sanctions and trade compliance and help design and/or oversee appropriate controls in coordination with and as part of a global Centre of Excellence for Financial Crime and International Trade (the "CoE") under the oversight...

• Brighton
• Negotiable
• Posted 9 days ago

* Manage the provision of analysis and interpretation of regulatory expectations to enable the provision of accurate, timely and commercially balanced advice. * Manage the identification, allocation of ownership, analysis of and response to regulatory change proposals, overseeing the implementati...

• Brighton
• Negotiable
• Posted 9 days ago

Key accountabilities: Leadership Support the development of an organisational and service culture that is aligned with our brand values and mutual ethos. Support the strategic direction for the function through realistic yet challenging target setting. Provide a motivating atmosphere that encoura...

• London
• £50000 - £70000 per annum
• Posted 9 days ago

Assistant Manager - Business Controls Join our team at a leading Governance Services organisation dedicated to providing robust support for our teams. As a Compliance and Governance Specialist, you will collaborate closely with the Head of the Compliance Team on the creation and maintenance of a ...

• Dublin
• €50000.00 - €60000.00 per annum
• Posted 9 days ago

Compliance Specialist Life Insurance Dublin - Hybrid WFH - 2 days in the office 50-60k Are you thinking it may be time for something new? Do you want to take on a new & exciting challenge? Do you want to work in a close-knit team where you will have the chance to gain experience & exposure across...

• Dublin
• €40000.00 - €50000.00 per annum
• Posted 9 days ago

Compliance Officer Insurance Dublin - Hybrid WFH - 2 days in the office 40-50k Are you looking to take the next step in your compliance career? Would you like to work with a global leader in the insurance market? This role will offer you a chance to enhance your career by working with a market le...

• Southampton
• £40000 - £50000 per annum
• Posted 23 days ago

This role is the perfect fit for a Compliance Analyst looking to advance their career for the long-term and take on more responsibility. Reporting directly to the Compliance Manager, you will have the opportunity within both Monitoring and Advisory to contribute to the business on an internationa...

• Luxembourg
• Negotiable
• Posted 24 days ago

Job Title: AML Manager Location: Luxembourg The Role: Broadgate have partnered with a leading fund service provider based in Luxembourg to hire an AML Manager. You will play a pivotal role in ensuring compliance with Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) obligations...

• City of London
• £65000 - £85000 per annum + Bonus
• Posted 29 days ago

Broadgate are working alongside a top international insurance company who are seeking a Compliance Business Partner to join their EMEA team. This role is to actively promote regulatory compliance, offering policy expertise, leading projects, tracking regulatory shifts, conducting impact assessmen...

• Leeds
• £60000 - £65000 per annum
• Posted about 1 month ago

Broadgate have partnered with one of the largest independent Investment Management firm's in the UK (£30m turnover) in West Yorkshire. The role is for a CASS Oversight Manager and paying £60,000 - £65,000 + bonus About the Role: Lead a small team, whilst acting as the go-to for all CASS matters. ...

• London
• £32000 - £35000 per annum
• Posted about 1 month ago

Broadgate are partnered with a global Corporate and Funds Services firm based in London. The primary purpose of this role is to support the administration of Authorised Investment Funds. As the Administrator, you will be responsible for the accurate maintenance of Shareholder Registers for open e...

• Bath
• £55000 - £65000 per annum
• Posted about 1 month ago

Compliance Manager - Pensions - £50,000-£65,000 My Pensions client are looking for an experienced Compliance Manager to join our Compliance team, reporting directly into the Head of Compliance, and dotted line in to the Chief Risk Officer It's an exciting time to be joining the firm as we are ent...