Assistant manager, risk assurance and compliance

Posted 31 August 2023
Salary Negotiable
Job type Permanent
Discipline Compliance
Contact NameEthan Stacey

Job description

Broadgate is looking for an Assistant Manager for Risk Assurance & Compliance to join a dynamic and innovative team dedicated to excellence within the fund administration industry. They are committed to maintaining the highest standards of integrity, ethics, and operational efficiency. As they continue to grow, they are seeking a motivated and skilled Assistant Manager for Risk Assurance & Compliance to join our team.


  • Assist in developing, implementing, and maintaining a comprehensive risk management framework.
  • Monitor regulatory changes and industry trends to ensure our compliance processes remain up-to-date.
  • Conduct risk assessments and internal audits to identify vulnerabilities and recommend corrective actions.
  • Collaborate with departments to provide guidance on compliance-related matters and offer training as needed.
  • Prepare reports for senior management and relevant stakeholders on risk assessment findings and compliance status.
  • Assist in designing and implementing policies and procedures to enhance risk management and compliance efforts.
  • Participate in cross-functional projects to assess and address potential risks associated with new initiatives.

Desirable requirements

  • Relevant recognised qualification ideally with ICA or AML
  • 5+ years of relevant finance industry experience
  • 3+ years' experience within the compliance and risk environment
  • Working knowledge of NAVOne

if you meet these requirements please apply and someone one will be in touch soon