Compliance Advisory Manager Opportunity!

About the Role: Join the company as a Compliance Advisory Manager, ensuring adherence to laws, regulations, and internal policies. You'll guide business units, mitigate compliance risks, and drive a robust compliance culture. Responsibilities include regulatory impact assessments, compliance training, and collaborating with internal stakeholders.

Key Responsibilities:

• Develop and maintain understanding of relevant laws and regulations.
• Maintain Regulatory development log, providing timely updates.
• Guide business units on compliance matters.
• Deliver compliance training programs.
• Monitor and assess the effectiveness of training programs.
• Stay updated on industry trends and regulatory changes.
• Collaborate with internal stakeholders for a coordinated compliance approach.
• Support Senior Compliance Advisory Manager in investigations and responses.
• Assist in ongoing regulatory and change programs.

About You: Specialist Skills, Qualifications, and Experience

• Good experience in financial services compliance.
• Relevant business qualification (Certified Regulatory Compliance Manager or CISI Compliance Diploma).
• Ability for 'Thought Leadership' in interpreting regulatory rules and business impact analysis.
• Working knowledge of the FCA Handbook.
• Excellent analytical and problem-solving skills.
• Good communication and interpersonal skills.
• Ability to deliver compliance training.
• Strong attention to detail and organizational skills.
• Self-motivated.
• Strong IT skills (particularly Excel and other MS office applications).

Desirable:

• Similar role experience in a Wrap Platform business.

Key Contacts/Stakeholders:

• Operations team, Sales team, Regulatory authorities, Third-party compliance contacts, Internal auditors.

Core Competencies:

• Business Focus, Operational Excellence, Client and Customer Focus, Communication, Expert Knowledge, Working With Others, Performance Focus.

The company is an equal opportunities employer, fostering diversity and inclusion.

Apply now for a role that values your expertise!