Compliance Business Partner

Posted 24 May 2023
Salary Negotiable
Job type Permanent
Discipline Compliance
Contact NameTerry Wetters

Job description

My client has a fantastic opportunity for a proactive, energetic, and talented COMPLIANCE BUSINESS PARTNER, with first class communication and relationship-building skills, to join a team of Field Based Compliance Consultants who deliver market leading compliance services to directly authorised adviser firms.

Key responsibilities:

  • Developing and maintaining robust relationships with client and member firms in the network, increasing knowledge and understanding of their business
  • Creating and delivering an appropriate programme of services and visits to meet the requirements of firms through effective planning, organisation, and time management
  • Analysing client issues and assisting in problem solving via a consultative approach
  • Providing support to clients during times of regulatory and business change and updating firms of any relevant regulatory and / or legislative changes during visits
  • Producing and delivering accurate reports and action plans to provide clear, practical solutions to specific business needs for member firms to enable them to develop, monitor and maintain compliance standards to mitigate risks within their business
  • Ensuring delivery of T&C Services with effective delivery of training needs analysis, skills assessments, one to ones and development plans

Key skills & experience required:

  • Diploma in Regulated Financial Planning or equivalent qualification
  • CeMAP or equivalent qualification
  • Experience working in a regulatory / compliance environment
  • Knowledge of IFA markets, including providers / lenders
  • Broad technical knowledge across all product areas
  • You're customer centric to the core
  • Strong relationship building and collaboration skills
  • Exceptional communication skills, both written and verbal
  • Excellent time management and organisation skills
  • Comfortable working under pressure
  • A passion for problem-solving and building solutions
  • Capable of creating and delivering compelling presentations and running productive meetings
  • The ability to work efficiently and independently within an agile, remote working environment

Desirable but not essential:

  • G60, AF3 or AF7 qualifications
  • Knowledge of DFM / DIM markets (J10)