Compliance Monitoring Manager

Embark on a career journey with a fast-growing, award-winning investment company.

As a Compliance Monitoring Manager, you'll be part of a dynamic team shaping the future of finance. With a focus on compliance, investments, and CASS expertise, your impact will be significant.

Key Benefits:
Work in a thriving, collaborative, and inclusive culture
Enjoy competitive remuneration in a growing business
Experience hybrid working with 2 days in our London office
Be part of a friendly, motivated team making a positive mark on the world
Take advantage of a listening environment where your contributions truly matter

Your Responsibilities:
Lead and evolve our compliance monitoring program
Implement a data-led approach for insightful control assessments
Execute reviews with expertise and influence stakeholders
Contribute to enhancing controls in broader team initiatives
Stay updated on regulatory developments impacting the firm.

Your Qualities:
Driven, motivated, and adaptable
Methodical, analytical, and unafraid of new challenges
Personable, great communicator, and passionate about your work

Experience and Skills:
Background in compliance monitoring or internal audit in financial services, particularly investments.
Detailed knowledge of UK regulatory requirements, especially CASS rules
University educated with at least one degree
Excellent communication and listening skills
Fluency in English
Ability to work independently with minimal guidance

Don't miss this opportunity to be part of a transformative journey.
Apply now and contribute to this fast-paced firm's vision!