Senior Compliance Manager

Posted 03 January 2024
Salary Negotiable
LocationCity of London
Job type Permanent
Discipline Compliance
Reference99293
Contact NameKalya Chambers

Job description

Job Brief
The Senior Compliance Manager will be a key member of the compliance team. You will have a broad compliance background, able to carry out a variety of tasks including reviewing communications and financial promotions, advising the business, compliance monitoring and reviews.
What you'll do
Working closely with the rest of the Risk & Compliance team and the business, you will help build a best-in-class compliance program. You will be responsible for, but not limited to, these duties:

  • Work closely with and advise the homebuying team on product development and mortgage advice arrangements
  • Manage relationships across the business, including with senior stakeholders
  • Provide compliance oversight of product development and the advice process through monitoring and periodic reviews
  • Take responsibility for additional compliance work and product oversight beyond mortgage advice, including thematic reviews, to ensure Moneybox remains meets regulatory requirements and expectations and continually enhances its controls
  • Carry out regulatory projects to deliver change
  • Prepare and maintain policies and procedures
  • Review and approve financial promotions and communications
  • Promote awareness and provide training when necessary on regulatory requirements and expectations

Who you are

  • A driven, motivated person who's looking to build their career at an exciting, fast-growing company that's trying to make a positive mark on the world.
  • Has a strong bias for action.
  • Has a questioning mind.
  • Able to adapt quickly and manage competing priorities.
  • Takes a methodical, analytical approach to make good judgements.
  • Unafraid to take on new challenges, developing deep knowledge in new areas.
  • Naturally personable, a great communicator who has a passion for their work and the people they work with.
  • Knows how to have fun whilst maintaining a professional outlook.

Experience and skills

  • Experience of mortgage advice compliance, ideally including the sale of protection products
  • Detailed knowledge of UK regulatory requirements
  • Great communication and listening skills
  • Fluency in English
  • Ability to work with minimal guidance

What's in it for you?

  • Opportunity to join a fast-growing, award-winning and super ambitious business.
  • Work with a friendly team of highly motivated individuals.
  • Be in an environment where you are listened to and can actually have an impact.
  • Thriving collaborative and inclusive company culture.
  • Competitive remuneration package.
  • Company shares
  • Company pension scheme
  • Hybrid working environment
  • Home office furniture allowance
  • Personal Annual Learning and Development budget
  • Private Medical Insurance
  • Health Cash Plan (cashback on visits to the dentist & opticians etc)
  • Cycle to work scheme
  • Gympass subscription to a variety of gyms and wellbeing apps
  • Enhanced parental pay & leave
  • 25 days holiday + bank holidays with additional days added with length of service.