Senior Compliance Manager

Posted 03 January 2024
Salary Negotiable
LocationCity of London
Job type Permanent
Discipline Compliance
Contact NameKalya Chambers

Job description

Job Brief
The Senior Compliance Manager will be a key member of the compliance team. You will have a broad compliance background, able to carry out a variety of tasks including reviewing communications and financial promotions, advising the business, compliance monitoring and reviews.
What you'll do
Working closely with the rest of the Risk & Compliance team and the business, you will help build a best-in-class compliance program. You will be responsible for, but not limited to, these duties:

  • Work closely with and advise the homebuying team on product development and mortgage advice arrangements
  • Manage relationships across the business, including with senior stakeholders
  • Provide compliance oversight of product development and the advice process through monitoring and periodic reviews
  • Take responsibility for additional compliance work and product oversight beyond mortgage advice, including thematic reviews, to ensure Moneybox remains meets regulatory requirements and expectations and continually enhances its controls
  • Carry out regulatory projects to deliver change
  • Prepare and maintain policies and procedures
  • Review and approve financial promotions and communications
  • Promote awareness and provide training when necessary on regulatory requirements and expectations

Who you are

  • A driven, motivated person who's looking to build their career at an exciting, fast-growing company that's trying to make a positive mark on the world.
  • Has a strong bias for action.
  • Has a questioning mind.
  • Able to adapt quickly and manage competing priorities.
  • Takes a methodical, analytical approach to make good judgements.
  • Unafraid to take on new challenges, developing deep knowledge in new areas.
  • Naturally personable, a great communicator who has a passion for their work and the people they work with.
  • Knows how to have fun whilst maintaining a professional outlook.

Experience and skills

  • Experience of mortgage advice compliance, ideally including the sale of protection products
  • Detailed knowledge of UK regulatory requirements
  • Great communication and listening skills
  • Fluency in English
  • Ability to work with minimal guidance

What's in it for you?

  • Opportunity to join a fast-growing, award-winning and super ambitious business.
  • Work with a friendly team of highly motivated individuals.
  • Be in an environment where you are listened to and can actually have an impact.
  • Thriving collaborative and inclusive company culture.
  • Competitive remuneration package.
  • Company shares
  • Company pension scheme
  • Hybrid working environment
  • Home office furniture allowance
  • Personal Annual Learning and Development budget
  • Private Medical Insurance
  • Health Cash Plan (cashback on visits to the dentist & opticians etc)
  • Cycle to work scheme
  • Gympass subscription to a variety of gyms and wellbeing apps
  • Enhanced parental pay & leave
  • 25 days holiday + bank holidays with additional days added with length of service.