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Senior Compliance Manager
- Posted 03 January 2024
- Salary Negotiable
- LocationCity of London
- Job type Permanent
- Discipline Legal, Compliance & Financial Crime
- Reference99293
- Contact NameKalya Chambers
Job description
Job Brief
The Senior Compliance Manager will be a key member of the compliance team. You will have a broad compliance background, able to carry out a variety of tasks including reviewing communications and financial promotions, advising the business, compliance monitoring and reviews.
What you'll do
Working closely with the rest of the Risk & Compliance team and the business, you will help build a best-in-class compliance program. You will be responsible for, but not limited to, these duties:
- Work closely with and advise the homebuying team on product development and mortgage advice arrangements
- Manage relationships across the business, including with senior stakeholders
- Provide compliance oversight of product development and the advice process through monitoring and periodic reviews
- Take responsibility for additional compliance work and product oversight beyond mortgage advice, including thematic reviews, to ensure Moneybox remains meets regulatory requirements and expectations and continually enhances its controls
- Carry out regulatory projects to deliver change
- Prepare and maintain policies and procedures
- Review and approve financial promotions and communications
- Promote awareness and provide training when necessary on regulatory requirements and expectations
Who you are
- A driven, motivated person who's looking to build their career at an exciting, fast-growing company that's trying to make a positive mark on the world.
- Has a strong bias for action.
- Has a questioning mind.
- Able to adapt quickly and manage competing priorities.
- Takes a methodical, analytical approach to make good judgements.
- Unafraid to take on new challenges, developing deep knowledge in new areas.
- Naturally personable, a great communicator who has a passion for their work and the people they work with.
- Knows how to have fun whilst maintaining a professional outlook.
Experience and skills
- Experience of mortgage advice compliance, ideally including the sale of protection products
- Detailed knowledge of UK regulatory requirements
- Great communication and listening skills
- Fluency in English
- Ability to work with minimal guidance
What's in it for you?
- Opportunity to join a fast-growing, award-winning and super ambitious business.
- Work with a friendly team of highly motivated individuals.
- Be in an environment where you are listened to and can actually have an impact.
- Thriving collaborative and inclusive company culture.
- Competitive remuneration package.
- Company shares
- Company pension scheme
- Hybrid working environment
- Home office furniture allowance
- Personal Annual Learning and Development budget
- Private Medical Insurance
- Health Cash Plan (cashback on visits to the dentist & opticians etc)
- Cycle to work scheme
- Gympass subscription to a variety of gyms and wellbeing apps
- Enhanced parental pay & leave
- 25 days holiday + bank holidays with additional days added with length of service.
