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Compliance and Controls jobs

Found 4 jobs
    • London
    • £75000 - £85000 per annum
    • Posted 11 days ago

    This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line with all policy updates from relevant bodies (FCA...

    • Chatham
    • £60000 - £75000 per annum
    • Posted 11 days ago

    This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. The Role No direct reports Supporting Executive Stakeholders in strategic change Specialist...

    • Brighton
    • £50000 - £60000 per annum
    • Posted 11 days ago

    This is a critical role in the business to provide specialism in an Advisory capacity. The firm sits across Insurance and Investment, with experience in either sector highly desired. The Role Advise on all regulatory matters within the business Work closely with 1st line to educate on compliance ...

    • London
    • £85000 - £95000 per annum
    • Posted 27 days ago

    Broadgate are proud to be partnered with a highly respected Swiss Private Banking Group with a world class UK Wealth Management arm. As they continue to expand their presence in the UK market, they are seeking a talented and experienced Internal Audit Manager to join their growing team. This indi...

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