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Compliance and Controls jobs

Found 9 jobs
    • Wolverhampton
    • £45000 - £55000 per annum
    • Posted 9 days ago

    This role is focused on supporting across the business in risk assurance, and following the Annual Compliance Assurance Plan. The Role Report into the Senior Compliance Assurance Manager Complete reviews in line with policies and procedures (thematic reviews) Assess the potential effect of any br...

    • London
    • £75000 - £85000 per annum
    • Posted 9 days ago

    This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line with all policy updates from relevant bodies (FCA...

    • Chatham
    • £60000 - £75000 per annum
    • Posted 9 days ago

    This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. The Role No direct reports Supporting Executive Stakeholders in strategic change Specialist...

    • Brighton
    • £50000 - £60000 per annum
    • Posted 9 days ago

    This is a critical role in the business to provide specialism in an Advisory capacity. The firm sits across Insurance and Investment, with experience in either sector highly desired. The Role Advise on all regulatory matters within the business Work closely with 1st line to educate on compliance ...

    • Dublin
    • €80000.00 - €90000.00 per annum
    • Posted 10 days ago

    Compliance Manager Consultancy Hybrid Working - 2/3 days in the office 80-90k If you're looking for your next opportunity, then this could be it. You'll have the chance to work with a growing firm and support across a diverse range of clients and engagements. Great chance to utilise your existing...

    • Negotiable
    • Posted 10 days ago

    Head of Compliance & AML (PCF 12 & 52) Trading I have a partnered with an existing client who are in the process of establishing a new trading facility in Ireland. They are looking for a Head of Compliance to join and help guide the firm through CBI Authorisation and beyond. The firm is part of a...

    • Dublin
    • €50,000 - €55,000 per annum
    • Posted 15 days ago

    Compliance Specialist Insurance Dublin - Hybrid €55K ​ What's in it for you? Hybrid working model. Pension scheme. Health Insurance contribution. Great opportunities for career progression within an Irish-growing organisation. Support to complete your academic/professional qualifications. ​ Your ...

    • London
    • £85000 - £95000 per annum
    • Posted 25 days ago

    Broadgate are proud to be partnered with a highly respected Swiss Private Banking Group with a world class UK Wealth Management arm. As they continue to expand their presence in the UK market, they are seeking a talented and experienced Internal Audit Manager to join their growing team. This indi...

    • Bath
    • Negotiable
    • Posted about 1 month ago

    About the Role The Compliance Advisory Manager is responsible for ensuring that the business Group complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well ...

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